This legal document pertains to the employee training program required for employees of gaming facilities. The training program must include instruction on various aspects related to problem gambling prevention and outreach. This includes educating employees on the characteristics and symptoms of problem gambling behavior, the relationship of problem gambling to other addictive behavior, techniques for identifying and addressing problem gambling, procedures for preventing alcohol service to visibly intoxicated patrons, procedures for removing excluded individuals from gaming facilities, procedures for preventing excluded individuals from receiving advertisements or accessing complimentary services, and procedures for preventing underage individuals from receiving advertisements.

This legal document, 9 CRR-NY 5325.4, pertains to the problem gambling prevention and outreach in casino gaming facilities. It requires gaming facility licensees to submit quarterly updates and an annual summary of their problem gambling plan and goals to the New York State Gaming Commission. The updates and summary must include detailed information on employee training, printed materials provided to patrons, annual expenditure on the problem gambling plan, and additional information such as the number of underage individuals denied access, self-excluded individuals discovered on the gaming floor, presence of approved problem gambling statements and helpline numbers, and any additional employee training or problem gambling awareness events.

Each gaming facility licensee shall post signs in a size as approved in writing by the commission that include the problem gambling assistance message as set forth in section 5325.6 of this Part at each of the following locations: (a) within 50 feet of each entrance and exit of the gaming facility or at a distance otherwise approved in writing by the commission; (b) above or below the cash-dispensing opening on all automated teller machines, automated gaming voucher and coupon redemption machines and other machines that dispense cash to patrons at the gaming facility; (c) on all gaming devices; (d) in all gaming facility employee break areas; (e) in the player club location or locations; (f) in or near cage areas; and (g) in any other location, as the commission may require.

In addition to the requirements set forth in section 5313.1 of this Title, a gaming facility licensee using an electronic table game system shall include in its system of internal controls: (a) procedures to ensure the physical security of the computer or server and related hardware, software and other devices; (b) procedures to ensure the integrity and security of all sensitive data and software; (c) procedures to ensure that access to sensitive data and software is limited to appropriate personnel only; and (d) procedures to ensure the logging of the events and the availability of records to permit an effective audit of the conduct of the system and the reporting of revenue.

This document governs the submission and approval of internal controls for all aspects of sports pool wagering operations. It applies to operators of sports pool wagering operations. The internal controls must address various items related to the sports pool system, including user access controls, segregation of duties, risk management procedures, fraud and suspicious conduct reporting, prevention of wagering by prohibited patrons, anti-money laundering compliance standards, types of wagers offered, integrated third-party systems, reconciliation of assets and documents in cashier drawers and automated ticket machines, and procedures for paying winning wagers in case of system failure.

This document outlines the requirements for operating a sports pool system. It applies to operators of sports pools and provides guidelines for the submission and approval of equipment and software used in conjunction with the operation of a sports pool. The server or equipment used to accept wagers must be located within the casino. The document also requires the inclusion of a risk management framework in the system submission, which includes user access controls, segregation of duties, automated risk management procedures, fraud detection measures, regulatory compliance controls, and anti-money laundering compliance standards.

This legal document outlines the duties to report for operators, employees of operators, sports pool vendors, and employees of sports pool vendors in the context of casino gaming and sports wagering. The document specifies various situations where reporting is required, including dishonest or unlawful acts affecting wagers or sports events, offers or promises of bribes or requests for improper acts, suspicious activity, compromised sports event integrity, and money laundering or fraudulent transactions.

Each operator and sports pool vendor licensee shall comply with the problem gaming, self-exclusion and excluded person requirements set forth in Parts 5325, 5327 and 5402 of this Title. 9 CRR-NY 5329.34

This document governs the audit and financial controls for courier services operating under the New York State Gaming Commission. Courier services are required to provide audited financial statements annually, unless waived by the commission. They must also submit a management letter listing any internal control or operational weaknesses noted during the audit, along with a response outlining corrective actions taken or planned. If a courier service or its affiliates are publicly held, they must provide written notice of any reports filed with the United States Securities and Exchange Commission or other securities regulatory agencies.

This legal document, found in the Code of Federal Regulations, outlines the records that casinos and card clubs are required to maintain. It applies to all deposits of funds, accounts opened, or lines of credit extended after the effective date of these regulations. Casinos must secure and maintain records of the name, permanent address, and social security number of the person involved in each transaction. For nonresident aliens, the casino must also record the person’s passport number or a description of another government document used to verify their identity.